如:
IN RE MAROSI 710 F.2d 799 (1983)案例涉及系爭專利的112, 102, 103等核駁理由,專利範圍為製造沸石(zeolitic)化合物成份的流程,此合成沸石化合物的特徵為具有分子尺度的微孔(microporous)結構,可用以交換/篩選離子、分子,以及可作為催化劑(catalysts)之用。一般習知合成沸石化合物的方法是透過離子交換技術從沸石(zeolite)中提出鹼金屬(alkali metal)後產生。但系爭專利提出不同的製程,揭露的流程並不用提出鹼金屬的方式,因此也沒有離子交換的過程,
系爭專利US4456582目前查出已經剩下製程範圍(A process for the manufacture of a nitrogen-containing crystalline metal silicate having a zeolite structure),產品範圍已經被刪除。
目前已核准範圍仍保留描述"essentially free of alkali metal"(如同在CAFC階段的Claim 18):
1. A process for the manufacture of a nitrogen-containing crystalline metal silicate having a zeolite structure which comprises:
- adding a metal oxide, metal hydroxide, metal sulfate, metal nitrate or hydrated metal oxide and a silicon dioxide source that is essentially free of alkali metal to a 5 to 90% strength aqueous solution of hexamethylenediamine to form a mixture that is essentially free of alkali metal;
- stirring the mixture to form a homogeneous gel; and thereafter heating the gel to form the crystalline metal silicate; wherein said metal is selected from the group consisting of aluminum, boron, arsenic, antimony, vanadium, iron and chromium, and
- whereby said crystalline metal silicate is essentially free of alkali metal.
系爭專利甚至為了迴避此前案採用負面表示方式「essentially free of alkali metal」,但此寫法不符USC 112, second paragraph的撰寫規定。
對此案例感興趣的是,引用前案Rollmann et al.所揭露製作沸石合成物的流程,即便系爭專利產品權利範圍(product claims)並未使用離子交換提出鹼金屬的方式,但系爭專利所採用的product-by-process仍因為與引用前案有一樣的製品而被核駁,且舉證責任在申請人應該證明兩個製品有非顯而易見的製程差異(這應該是想要獲准專利的關鍵)。
原文:
The product claims are not susceptible of the same analysis. Rollmann et al. disclose a process for making a zeolite which, after ion exchange to remove alkali metal, may have an alkali metal content of zero. Where a product-by-process claim is rejected over a prior art product that appears to be identical, although produced by a different process, the burden is upon the applicants to come forward with evidence establishing an unobvious difference between the claimed product and the prior art product.
此案例結論:CAFC僅認同Claims 4, 15, 16不符102, 103的核駁理由,原不符112核駁理由被駁回,認為相關技術人員可以理解,負面表示方式"essentially free of alkali metal"並無不明確。
In view of the foregoing, the rejection based on the second paragraph of 35 U.S.C. § 112 is reversed; the rejection of process claims 2, 3, 11, 13, and 18-20 based on 35 U.S.C. §§ 102 or 103 is reversed; and the rejection of product claims 4, 15, and 16 based on 35 U.S.C. §§ 102 or 103 is affirmed.
判決書可參看:
http://www.leagle.com/xmlResult.aspx?xmldoc=19831509710F2d799_11376.xml&docbase=CSLWAR1-1950-1985
Ron
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