顯示具有 CCPA 標籤的文章。 顯示所有文章
顯示具有 CCPA 標籤的文章。 顯示所有文章

2025年11月14日 星期五

"substantially"案例討論 - In re Nehrenberg (CCPA 1960)

"substantially" - In re Nehrenberg (CCPA 1960)

USPTO將此案列為引用案例:

MPEP2173.05(b)
III. Approximations

專利說明書或是專利範圍內使用"substantially"(實質上)通常是用來描述特定特徵,例如“實質上垂直於...”、“實質上相同於...”與“實質上增加”等,目的應該就是希望可以比較"不受限又不過份地"所要描述的技術用語的意思,而能較廣地解釋專利範圍。但是挑戰就是Claim中使用substantially是否明確?

D.“Substantially”

The term “substantially” is often used in conjunction with another term to describe a particular characteristic of the claimed invention. It is a broad termIn re Nehrenberg, 280 F.2d 161, 126 USPQ 383 (CCPA 1960). The court held that the limitation “to substantially increase the efficiency of the compound as a copper extractant” was definite in view of the general guidelines contained in the specification. In re Mattison, 509 F.2d 563, 184 USPQ 484 (CCPA 1975). The court held that the limitation “which produces substantially equal E and H plane illumination patterns” was definite because one of ordinary skill in the art would know what was meant by “substantially equal.” Andrew Corp.v.Gabriel Electronics, 847 F.2d 819, 6 USPQ2d 2010 (Fed. Cir. 1988).

以上段落在兩個案件中判定substantially用語為明確,其一是參考一般指引,另一是基於相關領域一般技術人員的理解(substantially”等相對用語是否明確取決於相關領域一般技術人員能否合理地確定其意義,如果一般技術人員根據用語在說明書中的上下文中可以合理地確定,則為明確,反之就不明確)。

案例:
In re Nehrenberg (CCPA 1960)(CCAP: United States Court of Customs and Patent Appeals
上訴案號:No. 6568
系爭專利申請號:No.416,295
判決日期:July 6, 1960

案件源起美國專利局訴願委員會“確認/affirm”USPTO駁回系爭專利申請案的決定,Claim 1如下:

Claim 1: A stainless and heat resistant steel of substantially homogeneous (實質上同質) and ferritic structure (鐵素體結構consisting essentially of: 19 to 30% chromium, 0.2 to 1% each of silicon and manganese, 0.1 to 1% aluminum, up to 1% each of molybdenum and copper, 0.05 to 0.1% carbon, up to 0.5% nickel, up to 0.2% nitrogen, and the balance iron, in which the elements aforesaid are so proportioned that the combined content of chromium, silicon and molybdenum plus ten times the aluminum content minus the nickel content and thirty times the combined content of carbon and nitrogen, is at least 21%."

面對先前技術,本案上訴人在答辯時說明:發明提出一種具有同質結構的全鐵素體不銹鋼("This invention pertains to ferritic stainless steels, and provides a wholly ferritic stainless steel of homogeneous structure, ...."),但是,系爭專利說明書中並沒有定義“homogeneous,法院假定(自為解釋)這在鋼鐵技術的意義是“鋼材具有均勻的晶格結構”("it is used in the technical sense that the steel has a uniform crystal lattice throughout")。

在此一提的是,Ferritic steels(鐵素體鋼)具有磁性與耐腐蝕的特性,並且無需熱處理即可硬化,相應地,系爭專利說明書記載:Ferritic steels可以通過“鉻、矽、鉬和鋁的含量與碳、氮和鎳的含量”之間適當的比例生產,並且以公式表示這些成分的比例,得出較廣範圍的比例與較佳範圍的比例,專利範圍界定出符合這個公式但有不同用量的成分

但是USPTO審查意見引用的主要前案No. 2,624,668(核駁理由主要參考依據)已經揭露這些鋼材元素與差不多的成分比例,也有前案揭示了適當成分比例、含量與其結構之間的平衡。

訴願委員會針對系爭專利申請案Claims 1, 2, 3與主要前案之間的各種成分比例的比較表:

比較後可知成分比例雖有差異,但都算“實質地重疊”,上訴人/專利申請人主張這些成分比例都是依照知識計算得出,並不能說是被前案所涵蓋,但是即便考慮了專利申請人提出的公式,但審查意見仍指出系爭申請案專利範圍已經落入先前技術揭示內容中,法院同樣判定無法准予專利權

在此有個議題是,系爭案申請人聲稱系爭發明(實質上同質/結構均勻的全鐵素體不銹鋼wholly ferritic stainless steel of homogeneous structure)是先前技術等“擁擠與極具競爭”技術中的變體(variant),但法院認為系爭申請案說明書並未有相關指引讓技術人員可以得出"substantially"的程度(degree),且主要先前技術已經揭露「實質為鐵素體」的不銹鋼(“substantially ferritic” stainless steel),使得系爭專利範圍並不能與主要前案區隔,也就是以上變體並不足以克服顯而易見的核駁意見。

"We are not aided by the specification herein in determining what degrees are included within the broad term “substantially.”"

其中substantially引起明確性(35 U.S.C. § 112)議題,系爭專利範圍Claim使用了“substantially homogeneous”用語可能導致不明確,如此,法院認為,如果說明書提供了一些指引 (guidelines),則可以作為答辯“substantially等相對性用語”不明確核駁意見的依據,但是本案並無法知道substantially的程度,因此使專利範圍為不明確的狀態。


參考資料:
Ron

2025年10月30日 星期四

"essentially"用語到底明不明確? - In re Marosi (CCPA 1983)

"essentially"用語到底明不明確? - In re Marosi (CCPA 1983)

USPTO將此案列為引用案例:

本案「In Re Laszlo Marosi, Joachim Stabenow, and Matthias Schwarzmann - U.S. Court of Appeals for the Federal Circuit - 710 F.2d 799 (Fed. Cir. 1983)」資訊:
系爭專利:US4456582

Claim 1如下:
1. A process for the manufacture of a nitrogen-containing crystalline metal silicate having a zeolite structure which comprises: 

adding a metal oxide, metal hydroxide, metal sulfate, metal nitrate or hydrated metal oxide and a silicon dioxide source that is essentially free of alkali metal to a 5 to 90% strength aqueous solution of hexamethylenediamine to form a mixture that is essentially free of alkali metal; 
stirring the mixture to form a homogeneous gel; and 
thereafter heating the gel to form the crystalline metal silicate; 
wherein said metal is selected from the group consisting of aluminum, boron, arsenic, antimony, vanadium, iron and chromium, and whereby said crystalline metal silicate is essentially free of alkali metal.

先前技術:US4,139,600(沸石ZSM-5的合成/Synthesis of Zeolite ZSM-5),其中描述:
In the present method of preparing a ZSM-5 crystalline aluminosilicate zeolite, a reaction mixture is prepared comprising sources of alkali metal, alumina, silica, organic nitrogen-containing cations, and water.

在此一提,反應混合物中鹼金屬與二氧化矽(SiO2)的莫耳比(The mole ratio in the reaction mixture of alkali metal to silica),在各種討論範圍下,較廣可達:0.01-3.0;較佳的是:0.1-2.0;特別較佳的是:0.2-1.0。

訴願委員會的意見是,系爭專利範圍中"essentially free of alkali metal"並不滿足35U.S.C.112(b)規定,認為不明確,理由是系爭專利說明書並沒有支持專利範圍明確指出發明為何

細節來看,訴願委員會認為,未能從說明書中找到任何能夠表明鹼金屬含量在何種程度上仍能保持在既定限制範圍內的公開內容。雖然有些用語並非主張專利範圍時的重要部分,但在本案中,卻是專利申請人/上訴人用來區分現有技術的決定性因素

上訴人主張與基本上不含鹼金屬essentially free of alkali metal相關的組合物能夠區分現有技術,但從證據來看,未能找到任何定義上限的教示。

訴願委員會還有的解釋是,上訴人以"基本上不含鹼金屬"的條件區分現有技術,但專利範圍明明就有這個限制:essentially free of alkali metal,需要以最廣而合理的方式解釋(BRI)此段內容。

因為範圍不明確,因此駁回專利申請案。

上訴CCPA:
法官認為,訴願委員會要求專利申請人/上訴人指定一個數字作為其發明與現有技術之間的分界線是不切實際的

引用前例 In re Mattison 案(CCPA 1975),此案訴願委員會同樣地認為此案專利範圍不明確,因此不知道「...是3%、30%、300%,還是其他數字?」。但此案上訴法院(同樣是CCPA)否決訴願委員會意見,認為(細節忽略):如果現有技術中的化合物引入該案專利請求項所述的取代基 Ep 進行改進,從而顯著提高效率,因此所述"化合物"應屬於請求項範圍,特別要求解釋3%、30% 或 300%等並不能用以決定專利範圍是否符合 35 U.S.C. § 112(b)的規定。

因此,如上述案例,因為上訴人在說明書中提供了一般性指導原則和範例而足以使本領域一般技術人員能夠判斷發明內容...general guideline and examples sufficient to enable a person of ordinary skill in the art to determine"),也就是上述"essentially free of alkali metal"(基本上不含鹼金屬)的二氧化矽源來製備essentially free of alkali metal的反應混合物,而產出“基本不含鹼金屬”的沸石化合物,法院認為這是可以讓相關領域一般技術人員能夠理解發明內容,沒有不明確問題

my two cents:
可回頭看MPEP 2173.05(b)對於"essentially"的說明:

MPEP 2173.05(b) The phrase “a silicon dioxide source that is essentially free of alkali metal” was held to be definite because the specification contained guidelines and examples that were considered sufficient to enable a person of ordinary skill in the art to draw a line between unavoidable impurities in starting materials and essential ingredients(起始原料和必要成分中不可避免的雜質). In re Marosi, 710 F.2d 799, 218 USPQ 289 (CCPA 1983). The court further observed that it would be impractical to require applicants to specify a particular number as a cutoff between their invention and the prior art.

CCPA判決原文:

Ron

2024年3月22日 星期五

解釋前言部分的轉接詞"consisting essentially of" - In re Herz (CCPA 1976)

本篇案例源自MPEP 2111.03中引用案例「In re Herz, 537 F.2d 549, 551-52, 190 USPQ 461, 463 (CCPA 1976)」定義對封閉式/半封閉式"consisting essentially of"轉接詞的解釋,可參考以下報導:

- Claim中"consisting essentially of"等轉接語的解釋與舉證責任 - 筆記(https://enpan.blogspot.com/2024/03/claimconsisting-essentially-of.html

"引用案例「In re Herz, 537 F.2d 549, 551-52, 190 USPQ 461, 463 (CCPA 1976)」,其中系爭專利範圍使用"consisting essentially of" + 一些元件,此案解釋這樣的專利範圍並沒有排除先前技術中的成分"dispersant",法院查專利說明書認為專利範圍中的成分包括任何已知添加物,也包括先前技術所提出的"dispersant",法院表示沒有證據顯示發明中有"dispersant"會實質("materially")影響發明的基本與新穎特徵"

此案例系爭專利申請案:No. 180,925,涉及一種「抗氧化磷酸鹽液壓油Oxidation Inhibited Phosphate Based Hydraulic Fluids)」,案件為申請人針對BPAI(PTAB前身)意見提出上訴,上訴法院是United States Court of Customs and Patent Appeals (CCPA,CAFC前身)。

系爭申請案發明提出的"抗氧化磷酸鹽液壓油"可用於機構中使用的潤滑劑,主要由"磷酸鹽基礎油(phosphate base stock)"以及"抗氧化劑(antioxidant)"組成,而antioxidant包括(1) a hydrogen phosphate ester, or amine salt thereof, and (2) an alkylene-linked hindered bisphenol。

系爭申請案說明書記載所提出的"抗氧化磷酸鹽液壓油"可額外包括任何已知添加物,並列舉了幾種。說明書說明了發明的功效,與習知成分不同,發明提出的功能液具有更好的氧化穩定性,且這是習知技術不可預期的,因為其中成分"hydrogen phosphates"原本並不被認為是抗氧化劑。

列舉Claim 9如下:

9. A functional fluid consisting essentially of: (a) a phosphate base stock having the formula: O | | R-(Y)[a]-P-(Y[1])[c]-R[2] | (Y[2])[b] | R[1] wherein Y is selected from the group consisting of oxygen, sulfur and R[3] | -N- ; Y[1] is selected from the group consisting of oxygen sulfur and R[4] | -N- ; Y[2] is selected from the group consisting of oxygen, sulfur and R[5] | -N- ; R, R[1], R[2], R[3], R[4], and R[5], are each selected from the group consisting of alkyl, aryl, substituted aryl and substituted alkyl; and a, b and c are numbers having a value of 0 to 1 such that the sum a + b + c is from 1 to 3; and (b) an antioxidant combination of from about 0.005 to about 3.0% by weight of the entire fluid of a hydrogen phosphate ester or amine salt thereof having the formula: wherein R[8] is a C1-C20 alkyl group; A is hydrogen, or an amine cation of the formula: wherein R', R'' and R''' are each hydrogen or a C[1]-C[3] [0] alkyl group; and A' is A or a C[1]-[2] [0] alkyl group; and from about 0.1 to about 11% by weight of the entire fluid of an alkylene-linked hindered bisphenol having at least one alkyl group of from 3 to 8 carbon atoms attached to the phenol ring in a position adjacent to the hydroxyl groups.

申請案經USPTO審查,被不符103, 112核駁,經提出訴願,BPAI確認USPTO意見,案件上訴到CCPA。

關於103議題,從USPTO、BPAI到CCPA都認同先前技術的組合已揭露系爭申請案發明中的成分的等效成分,在此顯而易見性的審查意見是基於先前技術"Orloff"以及"Messina",系爭申請案發明為顯而易見,不符35U.S.C.103規定。

這時,連結到本次要討論的112議題,解釋專利範圍時,給予最廣且合理的解釋,如以上列舉claim 9,前言到特徵部分的轉接詞"consisting essentially of",法院的意見是,即便採用了"consisting of"封閉式用語,但解釋"consisting essentially of"需要合適地判斷是否說明書合理地支持發明可以包括其他添加物,如先前技術Messina中的"dispersant copolymer"。

"it is necessary and proper to determine whether their specification reasonably supports a construction that would include additives such as the dispersant copolymer of Messina. Norton Co. v. Carborundum Co., 530 F.2d 435 (CA 1 1976); In re Janakirama-Rao, 317 F.2d 951, 50 CCPA 1312 (1963)."

(重要)在所引用的案例In re Janakirama-Rao中,法院已經判定"consisting essentially of"限制專利範圍到特定成分,以及並不實質影響所主張成分的基本與新穎特性的成分。這即MPEP 2111.03的定義。

""consisting essentially of" limits the scope of a claim to the specified ingredients and those that do not materially affect the basic and novel  characteristic(s) of a composition."

相關解釋又溯及1948年的案例 - Ex parte Davis, 80 USPQ 448 (Pat.Off.Bd. App. 1948),此案例Ex parte Davis頗有意思,因為涉及最基礎的"comprising"與"consisting of"的解釋,可參考:MPEP 2111.03轉接詞筆記(about claims)(https://enpan.blogspot.com/2019/08/mpep-211103about-claims.html),此案例判決又引用1931年案例 - In re Gray, 53 F.2d 520, 19 CCPA 745 (1931)

歷史上第一次出現"consisting essentially of"用語的案例在1931年判例:https://casetext.com/case/in-re-gray-25

(重要)如此,解釋本案申請專利範圍,專利範圍描述了3個成分,而問題是,是否"consisting essentially of"排除了第4個成分,法院判定"consisting essentially of"確實排除了第4個成分,理由是,根據上述案例的解釋,"consisting essentially of"不排除的是非實質影響其新穎特性的額外成分

而本案申請人想要涵蓋的成分已經實質影響了原本3個成分的基本特性

特別的是,即便申請人在系爭申請案說明書已經描述發明還可包含其他已知添加物,包括"dispersant",但卻沒有證據顯示可包括引證前案Messina所揭露的"dispersant",且此成分會實質影響系爭案發明的新穎特徵。

(重要)也就是說,即便說明書記載發明(功能液)可以加入其他如"dispersant"的成分,但因為轉接詞"consisting essentially of"僅能再涵蓋不影響發明新穎特徵的其他成分,卻不能有這個dispersant

結論是,CCPA解釋"consisting essentially of"排除了第4個實質會影響系爭案發明的前案揭露的成分,這是112的議題。而在103議題中,因為前案(如Messina)已經記載了系爭案發明加入的額外添加物,並且兩者差異很小,並參考另一前案Orloff的揭露內容,整體與系爭案發明具有相似的抗氧化功能,系爭案發明為顯而易見。

"In re Herz, 537 F.2d 549, 551-52, 190 USPQ 461, 463 (CCPA 1976)"判決文:https://casetext.com/case/application-of-herz

Ron

2022年7月19日 星期二

證據的錯誤不能成為證據 - In re Yale, 434 F.2d 666 (CCPA 1970)

證據的錯誤不能成為證據 - In re Yale, 434 F.2d 666 (CCPA 1970)

這似乎是一個經典案例,說明如果先前文獻中有錯,剛好錯到揭露到後申請案中的重要內容,仍不能成為有效的證據。本篇是討論從patently-o文章中提到的案例(https://patentlyo.com/patent/2022/07/prior-wherefore-though.html)。

In re Harry Louis Yale案件資訊:
系爭案:(Serial No. 554,071 filed June 2, 1966 as a continuation-in-part of serial No. 365,173 filed May 5,1964.)(編按,目前找不到文本)

本案是在審查階段USPTO核駁申請案開始,當時審查結果是認為系爭專利claims 1-10不具專利性,發明關於吸入式麻藥,成分為「3-bromo-3-chloro-1,1,1,2,2-pentafluoropropane」,其中分子式為「CF3CF2CHClBr*」,使麻藥可與氧氣一起給藥,請求項1即描述了相關成分,請求項2描述其純化物,請求項3涵蓋了共沸混合物,請求項4-5描述與防腐劑的混和物,請求項6-10則是描述誘發麻藥與所述成分的方法。

引用前案為:

Suckling et al. (Suckling)_ 3,097,133 July 9,1963- 
Muray et al. (Muray)- 3,177,260 April 6, 1965
Clements et al. (Clements), Proc. Nat’l Acad, of Sci., Vol. 48, 1962, pages 1008-1014.
Chemical Abstracts, Yol. 58, April, 1963,7264(b)-7265(a).

(以下僅摘錄重點)

其中Clements揭露麻醉氣體的成分,其中有「CF3CF2CPIClBr」;Suckling揭露了吸入式麻醉藥的成分,但沒有「CF3CF2CHClBr」;Muray提到了系爭案中化合物的備製方法;Chemical Abstracts顯示系爭案中的化合物的開始原料是已知的。

基於以上幾個前案,USPTO駁回專利申請案,案件經上訴訴願委員會(應該是BPAI),也是判定系爭案中成分已經被前案揭露,整體上為顯而易知(35 USC 103)。

審查意見特別引用的前案特徵是Clements圖3中揭示的「CF3CF2CHClBr」。

特別的是,專利申請人/上訴人Harry Louis Yale的主張在於「Clements中列出的"CF3CF2CHClBr"是印刷錯誤(typographical error」。

上訴人認為,很明顯地,相關領域一般技術人員可以知道Clements中寫的CF3CF2CHClBr」是錯的,理由是:

(1)Clements文獻中僅揭示已知化合物;
(2)其中測試的化合物僅畫在圖表中;
(3)圖3中顯示的「
CF3CF2CHClBr」並沒有出現在其他地方;
(4)圖3中的內容不合理。

上訴人也請出專家,其中有一位是Clements文獻共同作者。當時訴願委員會並未被說服,反倒認為相關領域一般技術者並不知道這是一個錯誤,也不見得是錯誤,也會被教示所述「CF3CF2CHClBr」是一種麻醉藥。且再根據其他前案,相關領域一般技術人員可以知道如何製作相關成分。

然而,在CCPA,不僅是Clements有印刷錯誤的問題,也是相關領域一般技術人員在閱讀Clements時知道的錯誤。因此,因為有錯,不能說相關領域一般技術人員可以在精神上忽視這個錯誤,或是用其他成分替代。也就是說,相關領域一般技術人員不會被印刷錯誤的內容引導使用錯誤的成分作為麻醉藥

基於相關專家證詞也證明Clements中描述的成分是明顯的印刷錯誤,表示Clements並非可以與其他引證文獻證明系爭案發明是顯而易見的

"Since the listing of CF8CF2CHClBr in Clements is an error obvious to one of ordinary skill in the art, it cannot be said to describe or suggest that compound to those in the art. The public is not put in possession of the compound; thus, it would not be obvious to use it as an inhalant anesthetic as in Suckling or to mix it with the various other compounds which are mixed with the fluorinated hydrocarbons of Suckling."


CCPA推翻USPTO核駁意見。

my two cents:

證據中的數值或技術描述有錯,即便好像可以對比到審查中的專利內容,但仍不能算是證據,反過來,如果證明先前技術有錯,或許就可以排除其證據力。

這讓我想到曾經報導的「自動前案產生器」 - 要隨意申請專利嗎?小心自動前案產生器(https://enpan.blogspot.com/2016/04/blog-post_26.html),這是一個想要摧毀專利系統的"陽謀",當利用電腦技術隨意拼湊專利文獻持續產生一些前案文檔,這些「先前技術」是否可以成為有效的前案?看來,如果嚴格檢驗這些前案文章,應該是不用太過擔心才是,除非這類AI愈來愈厲害....。

1970 CCPA 判決:https://cite.case.law/ccpa/58/764/

資料參考:https://patentlyo.com/patent/2022/07/prior-wherefore-though.html

Ron

2022年2月18日 星期五

設計的非顯而易見性是整體來看 - In re Lapworth (1971)

本案討論美國設計專利的1971年經典案例 - In re Lapworth, 59 C.C.P.A. 738, 451 F.2d 1094, 172 U.S.P.Q. 129 (1971),其中議題涉及設計案的專利性比對原則。


案件「In Re Charles William Lapworth」源自設計申請人不服USPTO駁回意見,提起訴願,訴願委員會確認USPTO審查結果,再提起上訴CCPA。

系爭設計對應的帆船CAL-36從網路上可找到:https://sailboatdata.com/sailboat/cal-36,設計者就寫著本案設計人:C. William Lapworth。


申請人/上訴人提出圖式如下,表示設計專利保護的對象是船身,沒有包括帆的部分。

審查意見提出的前案如下,此前案也是相同人設計的OAL-40

(編按,我在看判決中的圖式時,真的以為是相同的圖,貼在這裡時還要很細節地根據窗戶差異貼上,避免弄錯,顯見...相似度有多高了!)

申請人主動提出兩個船身的差異比對,如下:

申請人主張,訴願委員會並沒有根據許多細節差異判斷其整體的差異,並宣稱系爭設計更優雅、更細緻。法院引用前例:In re Laverne, 53 CCPA 1158, 356 F. 2d 1003, 148 USPQ, 674 (1966),其中涉及設計專利的專利性測試:

1) 考量的是普通觀察者的視覺感受。
2) 細節差異不會影響普通觀察者對於設計整體外觀的印象。
3) 比對前後設計,不是比對細節差異,而是整體來看的獨特性(distinctiveness in overall appearance )。

upon a comparison of the subject design with that of the reference, we are inclined to agree with the Examiner that the average observer would take the two designs as mere manifestations of the same basic design, rather than characteristically different designs capable of supporting different patents. The detailed differences over the reference pointed out in the appeal brief, do not, in our opinion, affect the appearance of the design as a whole and the impression it makes to the eye of the average observer, which are still largely controlling of patentability of designs. It is distinctiveness in overall appearance of an Object, when compared with the prior art, rather than minute details or small variations in configuration as appears to be the case here, that constitutes the test of design patentability.

這張圖顯示兩艘船的正視圖"差異",就法官而言(雖認為訴願委員會並未採用法院判例審查),這張圖是"差異圖",卻也是"相似圖",差異僅在細節上,雖另有差異在船艙上蓋、駕駛艙座椅等,但是就顯而易見性的判斷上,法院同意不予專利

判決文參考連結:https://cite.case.law/ccpa/59/738/

Ron

2020年7月2日 星期四

設計案中虛線形成的不主張部份的經典案例 - In re Zahn

摘錄過去有關「設計專利"虛線"」的報導,以下這些內容可以理解設計專利中「虛線」的意義。


("The dashed broken lines illustrate portions of the electronic device and form no part of the claimed design.",範例:D888,708)

- 美國設計專利的撰寫規定(https://enpan.blogspot.com/2015/07/blog-post_15.html
CFR 1.152 DESIGN DRAWINGS.
(設計圖式應包括足夠的視角以揭示完整的設計外觀)
(適當表面陰影線,以表示材質與輪廓)
(可使用虛線,但用在可看到的部分,不是用來表示看不到的部分)
(不可結合攝影照片與印刷圖式)
(可用照片,但不能看到環境結構)

- 設計專利與其可專利性專利適格性討論(https://enpan.blogspot.com/2015/10/blog-post.html  (updated on Aug. 3, 2023)
*虛線(broken lines),可以表明不主張範圍的部分(no part of the claimed design),也就是可以主張「部分設計」,反過來說,實線描繪的部分就是設計專利範圍。

- 美國設計專利再領證與分割案討論(https://enpan.blogspot.com/2016/06/blog-post_7.html
利用再領證案將母案部份的「實線」改為「虛線」,以實質擴大專利範圍(再領證程序的主要目的之一)。

- 設計接續案的修正討論 - In re Owens (Fed. Cir. Mar. 26, 2013)(https://enpan.blogspot.com/2016/06/in-re-owens-fed-cir-mar-26-2013.html
根據MPEP 1503.02規定,申請人仍可以在設計案圖式中已存在的線尾端加入「直的虛線」,不會被認為是新事物。
爭議仍在「所加入的線是不主張專利範圍的虛線」,就專利範圍來看,這沒有增加新事物。對於「設計」來說,要滿足接續案的要件,就是要繼承母案揭露的內容,因此設計的外觀、裝飾、花紋等視覺效果都應該一致。
在判決結論處,CAFC/USPTO顧問教導我們一些設計案修正原則:要在設計接續案中新增不主張權利的邊界線(unclaimed boundary lines)時,所繼承的母案應要有此明確的邊界,才能滿足揭露規定。也就是,所述「不主張範圍的邊界線影響了是否可以主張前案優先權的資格」。

- 設計專利的揭露義務 - MPEP 1504.04(https://enpan.blogspot.com/2017/03/mpep-150404.html
修正時可以藉由轉換「虛線(broken line)為實線(solid line)」來改變專利範圍,並非偏離原始揭露內容。

-----------------------------------------------------------------

經典案例:In re Zahn
涉及法條:35 USC 171, 112, MPEP 1503.02
系爭專利:D257,511





根據本篇引用TIPO報告,有段內容:「在過去,USPTO認為物品之部分特徵並不符合設計的定義而不予專利,但自1980年之In re Zahn案後,美國開放了部分設計之申請。...」

案件討論:
本案系爭案關於一種鑽頭(drill)設計,如上列舉圖示,申請案原於USPTO與當年的BPAI(訴願委員會)駁回,理由是主張權利的物品外觀因為沒有以實線揭露完整的物品而不明確("Appearance of claimed article indefinite as a result of the failure to disclose a complete article of manufacture in full lines."),根據MPEP 1503.02允許在設計案中以虛線表示不主張範圍的部份(環境部份),但是USPTO/BPAI認為鑽頭為一個整體,不能通過虛線分拆,因為虛線導致未揭露完整的物品,判不符171設計專利的規定,以及BPAI加入違反112撰寫規定的駁回理由。

申請人即向美國關稅暨專利上訴法院(Court of Customs and Patent Appeals,CCPA)提起上訴。

CCPA階段:
一個鑽頭,雖是一體成形,就法院的理解是,仍可分為兩個部份:shank(柄部)與cutting portion(切割部)。

如果依照MPEP 1503.02對於「設計圖中虛線」的定義,系爭案的切割部為實線的柄部的"環境部份",看來是有些"違和"整個鑽頭的設計。(換句話說,USPTO/BPAI意見是,若將「鑽頭」分為「柄部」與「切割部」,但設計僅主張「柄部」,就不能稱為一個「鑽頭」。


法院回歸35 U.S.C. 171(a)規定,只要是"新、原創與裝飾性"的物品設計可以取得專利。根據USPTO/BPAI的核駁意見是因為專利範圍涉及分拆的物品(article of manufacture),鑽頭雖可分為柄部與切割部,但卻是不能分開的元件。不過,法院將此類比具有柄部與刀部的螺絲起子。

[法條]
35 U.S. C § 171 Patents for designs
(a)In General.— Whoever invents any new, original and ornamental design for an article of manufacture may obtain a patent therefor, subject to the conditions and requirements of this title. 
(b)Applicability of This Title.— The provisions of this title relating to patents for inventions shall apply to patents for designs, except as otherwise provided. 
(c)Filing Date.— The filing date of an application for patent for design shall be the date on which the specification as prescribed by section 112 and any required drawings are filed.

對於112議題,法院認為,系爭案明確地表明所要主張的權利是「鑽頭的柄部」,也很明確地理解不要主張權利的部份,因此系爭案符合112規定。

對於是否符合171可取得設計專利的部份,法院認為,171法條並未限制所要主張的設計要基於其「一體成形」的設計,因此駁回USPTO/BPAI基於171不允許一體成形物品的一部分為設計專利的核駁意見。

法院認為,物品的設計可以物品較少的部份而實現("a design for an article of manufacture may be embodied in less than all of an article of manufacture, ..."),否決USPTO/BPAI的核駁意見。("it will be noted, the board erred in treating the claim as directed to an drill tool and only to the shank portion of a tool - the article itself rather than the design for the article.")

法院解讀171規定的設計並不需要是物體的整體設計。

CCPA判決摘錄如下:
"Claim rejected as failing to be directed to discrete article of manufacture. Twise drills are one article of manufacture having shank portions, which are not separate elements, separately protectable as articles of manufacture. Situation here is generally analogous to a screwdriver having a blade and a shank portion. -- In Re Zahn, 617 F.2d 261, 265-523 (Fed. Cir. 1980)"

如此,In re Zahn成為設計案中以虛線建立不主張部份的經典案例。

CAFC判決文(參考):
https://www.ravellaw.com/opinions/ffb5b76d966b9b0053e168d79f6deaf0
資料參考:https://www.tipo.gov.tw/public/Attachment/742517532010.pdf

Ron

2019年2月1日 星期五

經典案例Diamond v. Diehr (Supreme Court 1981)筆記

(筆記)  因為有討論Diamond v. Diehr (Supreme Court 1981)的需求,在此筆記美國最高法院在當年(1981年)作出的涉及35 U.S.C. § 101可專利性的經典案例 - 即便使用數學方法,但仍應整體來看發明是否符合專利適格性,如果使用數學執行發明專利法所保護的標的,為可專利。

案件資訊:
U.S. Supreme Court Diamond v. Diehr, 450 U.S. 175 (1981)
No. 79-1112
Argued October 14, 1980
Decided March 3, 1981
系爭專利:US4,344,142

系爭案涉及將未加工的「尚未固化的合成橡膠」固化為產物的技術,製程中採用公知的參數(時間、溫度、固化時間(cure time)),通過數學方法計算何時打開「壓模(molding press)」並取出已經固化的產物。(系爭案可參考文後補充內容)

系爭案的特點是通過「數學方法」更精確地計算產物在壓模中的溫度,通過持續地量測壓模中的溫度,將溫度輸入電腦,不斷地以數學方法計算固化時間(cure time),最後在最適當時間取出固化產物

系爭案在USPTO審查階段,審查委員以發明並非35 U.S.C. § 101法定可專利項目之一核駁,案件進入訴願委員會,訴願委員會維持USPTO意見,案件上訴當年的CCPA(Court of Customs and Patent Appeals),CCPA推翻過去意見,認為系爭案發明為可專利標的。

最高法院意見:

考量CCPA意見,最高法院解釋35 U.S.C. § 101中「process」,認為process為一系列動作(a series of acts),經執行在專利標的而轉換並形成不同的狀態,如果動作是新穎而有用的,可如機器裝置(machinery)一般為可專利的標的。這個machinery使得這個發明為可專利標的。

不過也提及,數學方程式如自然律,為不可專利標的。

(重點0)當系爭案專利範圍包括了數學方程式,以此實現一個製程,整體來看,是執行一個專利法保護標的的功能,仍為符合101規定的可專利類別之一

(a) For purposes of § 101, a "process" is
"an act, or a series of acts, performed upon the subject matter to be transformed and reduced to a different state or thing. If new and useful, it is just as patentable as is a piece of machinery. . . . The machinery pointed out as suitable to perform the process may or may not be new or patentable."

(b) While a mathematical formula, like a law of nature, cannot be the subject of a patent, cf. Gottschalk v. Benson, 409 U. S. 63Parker v.


(c) When a claim containing a mathematical formula implements or applies the formula in a structure or process which, when considered as a whole, is performing a function which the patent laws were designed to protect (e.g.,transforming or reducing an article to a different state or thing), then the claim satisfies § 101's requirements. Pp.450 U. S. 191-193.

(重點一)專利申請人並非想要專利其中數學方法,而是製程,即便使用了習知的數學方程式,但是整個專利範圍是一種「process」,而不會因為使用了數學方程式(電腦程式、電腦本身)而簡單認定是法定不可專利標的("does not become nonstatutory simply because it uses a mathematical formula, computer program, or digital computer")。

(重點二)分析發明是否符合35 U.S.C. § 101,應整體來看,同時考量其中新的與舊的元件。

(重點三)是否發明符合102(新穎性)與103(非顯而易見性),不會影響發明是否落於101可專利標的類別的判斷。

"The questions of whether a particular invention meets the "novelty" requirements of 35 U.S.C. § 102 or the "nonobviousness" requirements of § 103 do not affect the determination of whether the invention falls into a category of subject matter that is eligible for patent protection under § 101."

專利最後獲准:US4,344,142(https://patents.google.com/patent/US4344142A/en?oq=4%2c344%2c142



最高法院判決文:https://supreme.justia.com/cases/federal/us/450/175/

Ron

2016年12月13日 星期二

後見之明之於顯而易見性 - In re McLaughlin (CCPA 1971)

""Any judgment on obviousness is in a sense necessarily a reconstruction based upon hindsight reasoning, but so long as it takes into account only knowledge which was within the level of ordinary skill at the time the claimed invention was made and does not include knowledge gleaned only from applicant's disclosure, such a reconstruction is proper." In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971)."

這個1971年CCPA判決中給予「後見之明(hindsight)」一個註解。在「顯而易見性(obviousness,或說進步性)」的判斷中,審查委員往往會根據一些前案的揭露事實作出發明是否輕易達成的意見,但這是現在的實務,曾經,審查委員可以自己判斷發明是否顯而易見。不過,此案給予的指示是,如這段話的第一句,任何關於顯而易見性的判斷"在某種意義上"必然是基於"後見之明"的推理的重建("reconstruction based upon a hindsight reasoning")。

不過,審查時會要求審查委員根據發明完成當下的"普通技術人員"的知識來判斷,不用"僅"根據申請人揭露內容的知識,這樣後見推理的重建是適當的。

然而,美國專利審查雖給予審查委員一個後見之明的權限,仍是仍在此之前已經有判例希望排除這類後見之明,包括應該要瞭解專利範圍、技術水平、先前技術內容,到了KSR判例即給予一些審查的心理規範。

如:
Graham v. John Deere Co. 判例(http://enpan.blogspot.tw/2012/10/graham-v-john-deere-co.html
KSR v. Teleflex案簡單描述(http://enpan.blogspot.tw/2009/02/ksr-v-teleflex.html

本案資訊:
In re McLAUGHLIN, Patent Appeal No. 8474. June 24, 1971
系爭案申請號:566701
發明人:Mclaughlin Gerald

系爭案申請人針對專利局訴願委員會決定提出上訴,爭議的請求項為Claims 13, 14, 15的顯而易見性(35 U.S.C. § 103)。

系爭案涉及一種鐵路車廂的配置,車廂有偏移的側門口(39, 40),車廂內有兩側艙壁或貨物隔板,可以縱向移動,使得可以根據貨物調整車廂內配置。車廂配置可以參考下圖,隔板(47, 48)可以向左移動,可以根據貨品自由調整空間。


先前技術有"四件":
US 2,930,332


US 3,212,458


US 3,217,664


US 3,163,130


針對審查時引用的上述幾個前案,申請人上訴理由主要在於審查意見不當組合這些前案,認為前案並未建議(suggest)系爭案中車廂內縱向位移的隔板。不過,CCPA判斷此103是否適當時,認為這些前案的組合是否適當的討論,並非是基於每個前案的個別是否有"建議"系爭案的車廂設計,而是這些前案組合的整體是否讓相關領域普通技術人員有此建議

"It should be too well settled now to require citation or discussion that the test for combining references is not what the individual references themselves suggest but rather what the combination of disclosures taken as a whole would suggest to one of ordinary skill in the art."

認為,任何關於顯而易見性的判斷"在某種意義上"必然是基於"後見之明"的推理的重建,且僅依據發明當下的普通技術水平的考量的推理重建仍為適當的。

"Any judgment on obviousness is in a sense necessarily a reconstruction based upon hindsight reasoning, but so long as it takes into account only knowledge which was within the level of ordinary skill at the time the claimed invention was made and does not include knowledge gleaned only from applicant's disclosure, such a reconstruction is proper."

CCPA法官同意前案Cook('332)確實沒有本案車廂內可以移動隔板的技術,但結合第二案'458後就可以達到本案車廂的目的。

系爭案申請人提出發明解決問題的證明,以及商業上成功(一年左右有355個車廂配備此設計,價值約800萬美元)且被競爭者採用的證明,就建議顯而易見的初步印象來說,同樣應該考量此類證據。

不過CCPA法官仍認為系爭案結構為相對簡單的設計,認為系爭案為針對已知目的(前案也為了解決車廂配置的問題)而簡單結合先前技術,並未產生超過其固有的用途。

"A patentable invention, within the ambit of 35 U.S.C. § 103, may result even if the inventor has, in effect, merely combined features, old in the art, for their known purpose, without producing anything beyond the results inherent in their use."

1971年CCPA決定(Patent Appeal No. 8474):
https://scholar.google.com/scholar_case?case=8512397767860305997

資料參考:http://www.ptab.us/2016/12/mclaughlin.html

"Appellants do not identify any knowledge relied upon by the Examiner that was gleaned only from Appellants’ disclosure and that was not otherwise within the level of ordinary skill at the time of the invention. See In re McLaughlin, 443 F.2d 1392, 1395 (CCPA 1971)."

information from James Long (ptab.us)

my two cents:
現在的審查方向考慮到KSR判例給予審查委員的權限,使得顯而易見性的判斷困難重重。

另有關於hindsight的參考案例PRINCETON BIOCHEMICALS, INC. v. BECKMAN COULTER, INC.,為了要證明以後見之明推論顯而亦知性,可將系爭發明作為一個路線圖來找前案,但如果用新的方式組合已存在特徵達到新的結果(這反而是發明的本質),這就非適當的方式。

"This line of reasoning would import hindsight into the obviousness determination by using the invention as a roadmap to find its prior art components. Further, this improper method would discount the value of combining various existing features or principles in a new way to achieve a new result — often the essence of invention. "

https://scholar.google.com.tw/scholar_case?case=6806425829643768123

Ron

2016年10月28日 星期五

部分的複製並非可專利的發明 - In re MARCUM (CCPA 1931)

本案例涉及一個"古老"的問題,也是成為一般認知的原則:單純的複製並非是發明。也就將先前技術的特徵簡單地複製後,如此,仍不具有專利性。

這是1931的老案子,由CCPA(Court of Customs and Patent Appeal)審理(Patent Appeal No. 2606),並作出判決,認為僅由兩個輪子複製到四或六個輪子的技術並非是可專利的發明。

本案例In re MARCUM為美國專利局訴願委員會在作出核駁系爭專利請求項3-5, 9的決定後,申請人提出上訴。

系爭專利:US 1851198(Dirigible wheel mounting and steering apparatus)


系爭專利涉及在機動車上裝載於轉向裝置的傳動輪("dirigible wheels"),如摘錄Claim 3界定的車輛裝置包括有一對轉向輪軸;一個車架,包括與輪軸支撐車架的彈簧,可以讓雙軸的承載相同的力,且允許超過彈簧的轉向;輪子的轉向裝置、轉向控制裝置,以及轉向裝置與控制裝置的連接件,可以某種程度補償輪子與車架相對移動的情況。

Claim 3:
3. A vehicle comprising a pair of axles; a pair of steering wheels supporting each axle; a frame; means comprising springs for supporting said frame from said axles in a manner to divide the load equally between said axles and permitting a motion substantially greater than the spring deflection of each axle with relation to said frame; steering means for said wheels; steering control means supported on said frame; and connections between said steering means and said control means compensating to a substantial degree for the relative movement of said wheels with relation to said frame.

Claim 9:
9. A vehicle comprising a frame, tandem axles supported on dirigible wheels, each axle being secured to said frame by a pair of springs that are pivotally mounted on said frame at their front ends, means to connect the rear ends of said springs to said frame, means attached to said wheels to steer them, and mechanism to actuate said means including rearwardly extending links swinging about pivots that are substantially in the vertical plane containing the spring pivots and secured to said last named means at points substantially in vertical planes containing the axes of the dirigible mounting of the wheels.

引用前案為:Whittelsey, US1,126,326, Hallner, US1,234,014。

US1,126,326 / Whittelsey


US1,234,014 / Hallner


CCPA意見:
從技術來看,申請人主張系爭專利說明書記載的新穎特徵在:具有彈簧裝置的傳動輪軸,以及裝載於車架上的轉向齒輪與連桿,申請人認為這些特徵已經超越先前技術。

CCPA認為,這部分特徵已經被揭露於先前技術中,其中允許運動超過各輪軸與車架之間彈簧的技術已經被'326揭露,共同轉向的傳動輪的技術也揭露於'014中。但申請人認為'014並未揭露四個傳動輪與兩個輪軸的特徵,因此並未落於引證案揭露內容中。

對此,CCPA認為單純的複製並非是發明,另一說法是,僅部分的複製並非是可專利的發明("A mere duplication of parts is not invention."),說明因為前案適用於「兩輪」,因此仍適用在「四輪」或「六輪」,使得系爭專利仍不具專利性。

US1,234,014 / Hallner揭露兩個傳動輪之間的結構:


系爭專利(四輪):


CCPA同意訴願委員會意見。

系爭專利公告後僅留下兩項專利範圍,範圍與上述系爭請求項已有差異:
claim 1; A vehicle comprising a pair of axles; a pair of steering wheels supporting each axle; a frame; means for supporting said frame from said axles in a manner to divide the frame load equally between said axles; and permitting a substantial motion of each of said axles about independent fixed axes with relation to said frame; steering means for said wheels supported from said wheels; steering control means" supported on said frame comprising connections substantially to said fixed axes; and connections substantially from each fixed axis to the axle supported steering members.

2. A multi-wheel road vehicle including a frame, parallel axles, dirigible wheels on said axles, springs interconnecting said frame and said axles, each spring being secured to a the frame about the spring pivots, equalizing 'means between said springs, steering mechanism on said frame, and means connecting said frame carried steering mechanism to 5 said dirigible wheels including arms mounted to swing on axes that are substantially in vertical alignment with the axes of the spring pivots.

my two cents: (updated on Oct. 29, 2016)
單純的複製並非是發明」自然是"不容易"獲取專利,但是如果這個複製並非"單純",則是可能的,例如(常在上課提到的簡單案例),一個杯子有一個耳(單耳),相對於沒有耳的杯子,就是提供手扶的把手避免晃動、好拿、防燙等的功效;那雙耳呢?

接著有杯子發展(複製)成兩個耳(雙耳),如果功能還是提供把手避免晃動與防燙,就可能落於「單純的複製」,反之,如果雙耳提供新的功效,則可能獲得專利,新的功效比如提供嬰幼兒用雙手拿杯子的「學習杯」,這個角度如果沒有人做過(新穎)則是很有機會取得專利;那三耳?  ...除非有心的想法,同樣的道理。

CCPA判決:
https://scholar.google.com.tw/scholar_case?case=4642118232764431304&q=378

資料推薦:James Long, PTAB.us
Ron

2016年6月14日 星期二

長期需求卻沒有成功解決的案例討論

過去報導(解決長久以來的需要(long-felt need)):
http://enpan.blogspot.tw/2013/11/long-felt-need.html

Apple v. Samsung的大戰中有涉及secondary consideration等進步性的輔助性答辯:
http://enpan.blogspot.tw/2016/03/cafc.html

摘錄CAFC判決文中回應Apple輔助性考量的內容:
http://www.cafc.uscourts.gov/sites/default/files/opinions-orders/15-1171.Opinion.2-24-2016.1.PDF

其中,由於Apple的使用者介面方面的專利多半是改良使用者操作電子裝置的方便性與直覺式操作,確實在技術性上的答辯會吃虧,因此轉向進步性的輔助性考量,如解決長期沒有解決的問題、業界的讚賞、對手的仿冒,以及商業上的成功。

[重要]沒有人有需求解決這類問題,不算Long-Felt Need:
Apple v. Samsung案中,CAFC法官認為以提出長期以來存在的問題的解決方案證明發明非顯而易見,應提出產業界確實有要解決這些問題但是卻失敗的證據,認為Apple雖提出直覺操作裝置的介面,但是卻沒有提出業界有此需要解決問題的證據,因此認為Apple提出的內容並不足以證明有此長期存在的問題。


[重要]當地方法院裁決Samsung對Apple的US8,046,721('721,滑動解鎖)專利侵權成立,光這件專利就判3百萬美元賠償(蓄意侵權),當Samsung上訴CAFC後,考量顯而易見性中的輔助性考量("Secondary consideration",如:"commercial success, long felt but unsolved
needs, and the failure of others"),首先,需要建立「專利特徵」與「輔助性考量」之間的關聯性

"For such evidence to be probative of nonobviousness, a patentee must demonstrate a nexus between the patented features and the particular evidence of secondary considerations."

7. A portable electronic device, comprising:
a touch-sensitive display;
memory;
one or more processors; and
one or more modules stored in the memory and configured for execution by the one or more processors, the one or more modules including instructions:
to detect a contact with the touch-sensitive display at a first predefined location corresponding to an unlock image;
to continuously move the unlock image on the touch-sensitive display in accordance with movement of the detected contact while continuous contact with the touch-sensitive display is maintained, wherein the unlock image is a graphical, interactive user-interface object with which a user interacts in order to unlock the device; and
to unlock the hand-held electronic device if the unlock image is moved from the first predefined location on the touch screen to a predefined unlock region on the touch-sensitive display.

8. The device of claim 7, further comprising instructions to display visual cues to communicate a direction of movement of the unlock image required to unlock the device.

對'721是否為顯而易見以及輔助性考量的爭辯自然要參考先前技術,Samsung提出'721專利的先前技術可參考過去報導(http://enpan.blogspot.tw/2016/03/cafc.html),即便遭遇Apple對於"teach away"、"考量人類直覺"、"操作複雜度"、"前案結合的動機"等答辯理由,因為這些先前技術都設計在觸控面板的技術上,讓相關技術領域的人可以輕易完成,已經建立顯而易見性的初步證據("prima facie case of obviousness")。


[重要:Long-Felt but unresolved need]
Apple提出頗有參考價值的意見。Apple對'721是否非顯而易見的答辯中,認為過去的手機已經嘗試用很洩氣的方式解決如何「開啟/解鎖手機」,因為觸控顯示器常常容易被"觸發",比如放在口袋中不知不覺就被觸按("accidental activation of features on touch screen phones"),這是個明顯應該要解決的問題。但先技術如Nokia Neonode也嘗試提出解決方案,Apple答覆說Nokia的方式並不直覺。

CAFC法官提出過去有「以解決長期存在的需要而證明非顯而易見」的前例,但卻要提出證據證明「別人的失敗」,但就Samsung提出的前案來看,不能說這個長期存在的問題並未被解決(Nokia手機對此問題並非失敗)

"The idea behind this secondary consideration is that if a particular problem is identified by an industry but left unsolved, the failure to solve the problem (despite the incentive to do so) supports a conclusion of nonobviouness."


Apple雖轉向顯而易見性的輔助性考量答辯,但一般來說,不夠強大的輔助性考量仍是難以克服強大的顯而易見性的初步證據("weak secondary considerations generally do not overcome a strong prima facie case of obviousness"),依照法院前例,即便有商業成功、業界讚賞與解決長期需求的實質證據,仍"不足以"克服強大的顯而易見的初步證據

"Where a claimed invention represents no more than the predictable use of prior art elements according to established functions, . . . evidence of secondary indicia are frequently deemed inadequate to establish non-obviousness."

法院作出以下意見:


[其他]
CAFC法官認為Apple並未證明'721專利相對於前案有比較"直覺",也沒有證明業界對此問題的解決方案為失敗的證據;雖Apple提出賈伯斯在第一次呈現iPhone滑動解鎖時報章雜誌充滿讚賞為'721專利非顯而易見的證據,但法官認為這些"Apple Fans"並非法律上足夠的證據;即便證據顯示Samsung研發手機時以iPhone與滑動解鎖為範本,但仍參考以上先前技術,仍不足以證明'721為非顯而易見;對於銷售成功,iPhone真的成功,但無法證明消費者是因為"滑動解鎖"而買iPhone,即便Apple有提出相關研究,但證據也不是直指成功銷售的iPhone手機。

結論:
US8,046,721('721,滑動解鎖)專利為顯而易見

my two cents:
總歸一句話,當證據剩下Secondary Consideration的理由時,都不足以克服「先前技術所建立的顯而易見性的初步證據」,意思是,當先前技術夠強時,輔助性的考量不容易克服進步性不足的問題。

[MPEP 716.04]
以下MPEP規定顯示,要證明解決長期存在的問題,需要(這是編者綜合整理):(1)釐清問題;(2)證明沒有解決問題;(3)他人嘗試解決問題的失敗;(4)專利發明就是解決這個長期存在的問題;(5)不比技術特徵(證明解決問題的失敗不是看技術如何,而是看過去的方案是否在市場上失去興趣或是失去賞識(lack of interest or lack of appreciation))。

MPEP 716.04   LONG-FELT NEED AND FAILURE OF OTHERS

I.    THE CLAIMED INVENTION MUST SATISFY A LONG-FELT NEED WHICH WAS RECOGNIZED, PERSISTENT, AND NOT SOLVED BY OTHERS

Establishing long-felt need requires objective evidence that an art recognized problem existed in the art for a long period of time without solution. The relevance of long-felt need and the failure of others to the issue of obviousness depends on several factors. First, the need must have been a persistent one that was recognized by those of ordinary skill in the art. In re Gershon, 372 F.2d 535, 539, 152 USPQ 602, 605 (CCPA 1967) (“Since the alleged problem in this case was first recognized by appellants, and others apparently have not yet become aware of its existence, it goes without saying that there could not possibly be any evidence of either a long felt need in the . . . art for a solution to a problem of dubious existence or failure of others skilled in the art who unsuccessfully attempted to solve a problem of which they were not aware.”); Orthopedic Equipment Co., Inc. v. All Orthopedic Appliances, Inc., 707 F.2d 1376, 217 USPQ 1281 (Fed. Cir. 1983) (Although the claimed invention achieved the desirable result of reducing inventories, there was no evidence of any prior unsuccessful attempts to do so.).
Second, the long-felt need must not have been satisfied by another before the invention by applicant. Newell Companies v. Kenney Mfg. Co., 864 F.2d 757, 768, 9 USPQ2d 1417, 1426 (Fed. Cir. 1988) (Although at one time there was a long-felt need for a “do-it-yourself” window shade material which was adjustable without the use of tools, a prior art product fulfilled the need by using a scored plastic material which could be torn. “[O]nce another supplied the key element, there was no long-felt need or, indeed, a problem to be solved”.)
Third, the invention must in fact satisfy the long-felt need. In re Cavanagh, 436 F.2d 491, 168 USPQ 466 (CCPA 1971).

II.    LONG-FELT NEED IS MEASURED FROM THE DATE A PROBLEM IS IDENTIFIED AND EFFORTS ARE MADE TO SOLVE IT

Long-felt need is analyzed as of the date the problem is identified and articulated, and there is evidence of efforts to solve that problem, not as of the date of the most pertinent prior art references. Texas Instruments Inc. v. Int’l Trade Comm’n, 988 F.2d 1165, 1179, 26 USPQ2d 1018, 1029 (Fed. Cir. 1993).

III.    OTHER FACTORS CONTRIBUTING TO THE PRESENCE OF A LONG-FELT NEED MUST BE CONSIDERED

The failure to solve a long-felt need may be due to factors such as lack of interest or lack of appreciation of an invention’s potential or marketability rather than want of technical know-how. Scully Signal Co. v. Electronics Corp. of America, 570 F.2d 355, 196 USPQ 657 (1st. Cir. 1977).
See also Environmental Designs, Ltd. v. Union Oil Co. of Cal., 713 F.2d 693, 698, 218 USPQ 865, 869 (Fed. Cir. 1983) (presence of legislative regulations for controlling sulfur dioxide emissions did not militate against existence of long-felt need to reduce the sulfur content in the air); In re Tiffin, 443 F.2d 344, 170 USPQ 88 (CCPA 1971) (fact that affidavit supporting contention of fulfillment of a long-felt need was sworn by a licensee adds to the weight to be accorded the affidavit, as long as there is a bona fide licensing agreement entered into at arm’s length).

Ron