現行TD的規定已經有相當的限制,包括通過TD聯繫在一起的專利不能分別主張專利權,且應在仍由同一申請人擁有的情況下才能行使專利權。
潘榮恩專利部落格、專利實務、專利筆記與Linux
enpan's Patent & Linux practice
(http://enpan.blogspot.tw/, http://enpan.blogspot.com/)
(接受委託安排課程)
ronpan@gmail.com,
enpan@msn.com
2024年5月16日 星期四
Terminal Disclaimer這樣改的話對專利權人有影響!
現行TD的規定已經有相當的限制,包括通過TD聯繫在一起的專利不能分別主張專利權,且應在仍由同一申請人擁有的情況下才能行使專利權。
2023年11月30日 星期四
PTA/PTE與ODP/TD之傻傻分不清楚~ - IN RE: CELLECT, LLC (Fed. Cir. 2023)
TPP要求簽署國同意補償不當延遲的專利期限,如美國的PTA,相關可延長期限的理由包括藥品檢驗的「不合理」延遲,如從申請日開始超過5年獲准專利。
因為延長了新藥期限(平均約至少兩年),會影響學名藥上市,讓專利權人延遲在開發中國家的低價市場推出新藥的時間。可能讓開發新藥者提供不完整數據,讓檢驗沒有效率。會讓低價市場無法取得新藥。新藥可能在開發中國家過期,但是卻仍在開發中國家保有獨占權。
專利申請歷史:
USPTO審查委員審理Samsung提起的reexamination,判定被挑戰的系爭專利多項專利權為之前已經過期的前案的明顯的變形(obvious variants,意思是本次被挑戰專利與過去專利之間是沒有甚麼差異的變形),系爭專利範圍與關聯前案也整理如下:
USPTO再審查判定,照這張表可推知:根據'626,'621為顯而易見式重複專利(ODP),不予專利;同理,根據'369,'626不予專利;根據'036,'369不予專利;以及根據'369,'742不予專利。其中,4件系爭專利中被挑戰的專利範圍都溯及'036,而此案並未獲得PTA(專利期限調整)。
關於本案,事實上,Cellect並沒有針對ODP(顯而易見性重複專利)提出TD(終權聲明),事實上,Cellect是有機會在申請案申請過程與再審程序中提出TD,這應該也使得USPTO審查委員可以核駁重複專利的專利範圍,但是,都沒有,也就衍生本次PTE/PTA/ODP/TD議題。
結論:
就制定法律的美國國會而言,設計TD的意圖是終止不當延長的專利期限,並克服ODP,並也及於PTA所調整的專利期限。因此,如本次案例的系爭專利申請案,由於沒有提出TD,系爭專利申請案不可專利!!!
2022年11月30日 星期三
審查歷程棄權原則並非天條,仍關乎審理層級與當下專利範圍的解釋 - CUPP COMPUTING AS v. TREND MICRO INC. (Fed. Cir. 2022)
專利權人CUPP的回應是,有部分專利範圍的描述是「security system processor」會傳送訊號到行動裝置,並提到安全系統通過「資料通訊埠」與行動裝置通訊,並設有通訊介面,因此主張行動裝置是在與外部裝置通訊。
CAFC定調,在USPTO的disclaimer並不能約束IPR程序(如同民事法院程序),如同在地院的disclaimer僅能約束在地院的後續審理程序一般。
2021年4月30日 星期五
專利適格性的答辯歷史筆記 - 評分一個帳戶
第二次OA的101核駁:前次修正併入的技術特徵,單獨或整體來看,並未建立有意義的技術限制使之超越法定不予專利理由。
第二次修正(Claim 16):
這次的答辯意見(針對101),Google表示修正專利範圍Claim 16,併入的特徵描述藉由判斷安全性相關行為而保護儲存帳戶數據避免未授權存取的系統,並列舉出所述安全性相關行為的幾個項目。據此,再引用註明案例DDR Holdings LLC v. Hotels.com, LP (Fed. Cir. 2014),主張如法院對此前案的判定中指出:如果並非單純描述通過網路驅使商業活動的效能,若提供的電腦技術可以克服電腦網路領域中的問題,為符合專利適格性的可專利的發明。
608.01(m) Form of Claims
The claim or claims must commence on a separate physical sheet or electronic page and should appear after the detailed description of the invention. Any sheet including a claim or portion of a claim may not contain any other parts of the application or other material. While there is no set statutory form for claims, the present Office practice is to insist that each claim must be the object of a sentence starting with "I (or we) claim," "The invention claimed is" (or the equivalent). If, at the time of allowance, the quoted terminology is not present, it is inserted by the Office of Data Management. Each claim begins with a capital letter and ends with a period. Periods may not be used elsewhere in the claims except for abbreviations. See Fressola v.Manbeck, 36 USPQ2d 1211 (D.D.C. 1995). Where a claim sets forth a plurality of elements or steps, each element or step of the claim should be separated by a line indentation, 37 CFR 1.75(i).
There may be plural indentations to further segregate subcombinations or related steps. In general, the printed patent copies will follow the format used but printing difficulties or expense may prevent the duplication of unduly complex claim formats.
Reference characters corresponding to elements recited in the detailed description and the drawings may be used in conjunction with the recitation of the same element or group of elements in the claims. The reference characters, however, should be enclosed within parentheses so as to avoid confusion with other numbers or characters which may appear in the claims. Generally, the presence or absence of such reference characters does not affect the scope of a claim.
Many of the difficulties encountered in the prosecution of patent applications after final rejection may be alleviated if each applicant includes, at the time of filing or no later than the first reply, claims varying from the broadest to which he or she believes he or she is entitled to the most detailed that he or she is willing to accept.
Claims should preferably be arranged in order of scope so that the first claim presented is the least restrictive. All dependent claims should be grouped together with the claim or claims to which they refer to the extent practicable. Where separate species are claimed, the claims of like species should be grouped together where possible. Similarly, product and process claims should be separately grouped. Such arrangements are for the purpose of facilitating classification and examination.
When two claims in an application comply with the requirements of 35 U.S.C. 112(d) but are duplicates, or else are so close in content that they both cover the same thing, despite a slight difference in wording, it is proper after allowing one claim to object to the other claim under 37 CFR 1.75 as being a substantial duplicate of the allowed claim. Note however, that court decisions have confirmed applicant’s right to restate (i.e., by plural claiming) the invention in a reasonable number of ways. Indeed, a mere difference in scope between claims has been held to be enough. Form paragraphs 7.05.05 and 7.05.06 may be used where duplicate claims are present in an application.
See MPEP § 608.01(n), subsection II, for rejections under 35 U.S.C. 112(d) of dependent claims that do not specify a further limitation of the subject matter claimed. See MPEP § 804 for double patenting rejections of claims in different applications that are not patentable over each other.
The form of claim required in 37 CFR 1.75(e) is particularly adapted for the description of improvement-type inventions. It is to be considered a combination claim. The preamble of this form of claim is considered to positively and clearly include all the elements or steps recited therein as a part of the claimed combination.
The following form paragraphs may be used to object to the form of the claims.
2020年8月24日 星期一
失去權利時間的終權聲明 - 37 CFR 1.137(d)
拋棄專利(申請案)之恢復(https://enpan.blogspot.com/2015/03/blog-post.html)
37 CFR 1.137規定如何將「拋棄的申請案」、「被終結的程序」或是「限制的再審程序」復權(revival),然而,既然案件曾經失去權利,那這段時間的權利怎麼算?
在37 CFR 1.137(d)規定中,任何「復權請願(petition to revive)」應附帶「終權聲明(terminal disclaimer)」以及費用,聲明將權利中止的這段時間的權利貢獻給公眾,其中特別的是,這是針對設計專利申請案(design),以及1995年6月8日以前申請的發明或植物專利申請案。
如此可知,如果在1995年6月8日後的發明與植物專利申請案就不受到此規定的限制,也如37 CFR 1.137(d)(3)規定,以上規定的「terminal disclaimer」就不適用在1995年6月8日當日或之後「要提出復權請願」的發明或植物專利申請案,也就是說,專利家族中有某件專利提出復權請願時,不用附帶「終權聲明」,也就不會影響此專利的其他家族專利。
所述「終權聲明(terminal disclaimer)」,根據37 CFR 1.321,專利權人可針對一件專利中的單一或全部專利範圍提出終權聲明,將未屆期專利期限貢獻給公眾。實務上,常見於同一申請人/發明人下的專利家族中專利權有衝突時,如專利之間存在非法定重複專利(Non-Statutory Double Patenting)(也就是兩件或多件專利之間存在的差異為顯而易見)的問題時,可以終權聲明克服。
MPEP 711 Abandonment of Patent Application
(https://www.uspto.gov/web/offices/pac/mpep/s711.html)
其中界定出各種專利(申請案)拋棄的樣態,如未於期限內回應官方意見、申請人主動聲明放棄,以及各中細節。
這裡解釋了,為何1995年6月8日當日或之後的發明與植物申請案在復權請願中不用提出終權聲明?
理由是:當專利(申請案)復權後(復權請願應於申請人收到,「專利期限調整(patent term adjustment)」程序就會自動消除這部份時間。
"3. Utility and Plant Applications Filed on or After May 29, 2000
In utility and plant applications filed on or after May 29, 2000, a terminal disclaimer should not be required as a condition of granting an untimely petition to withdraw the holding of abandonment. This is because any patent term adjustment is automatically reduced under the provisions of 37 CFR 1.704(c)(4) in applications subject to the patent term adjustment provisions of the American Inventors Protection Act of 1999 (AIPA) if a petition to withdraw a holding of abandonment is not filed within two months from the mailing date of the notice of abandonment, and if applicant does not receive the notice of abandonment, any patent term adjustment is reduced under the provisions of 37 CFR 1.704(a) by a period equal to the period of time during which the applicant "failed to engage in reasonable efforts to conclude prosecution" (processing or examination) of the application."
[法條]
37 CFR 1.137 Revival of abandoned application, or terminated or limited reexamination prosecution.
(https://www.bitlaw.com/source/37cfr/1_137.html)
- (a) Revival on the basis of unintentional delay. If the delay in reply by applicant or patent owner was unintentional, a petition may be filed pursuant to this section to revive an abandoned application or a reexamination prosecution terminated under § 1.550(d) or § 1.957(b) or limited under § 1.957(c).
- (b) Petition requirements. A grantable petition pursuant to this section must be accompanied by:
- (1) The reply required to the outstanding Office action or notice, unless previously filed;
- (2) The petition fee as set forth in § 1.17(m);
- (3) Any terminal disclaimer (and fee as set forth in § 1.20(d) ) required pursuant to paragraph (d) of this section; and
- (4) A statement that the entire delay in filing the required reply from the due date for the reply until the filing of a grantable petition pursuant to this section was unintentional. The Director may require additional information where there is a question whether the delay was unintentional.
- (c) Reply. In an application abandoned under § 1.57(a), the reply must include a copy of the specification and any drawings of the previously filed application. In an application or patent abandoned for failure to pay the issue fee or any portion thereof, the required reply must include payment of the issue fee or any outstanding balance. In an application abandoned for failure to pay the publication fee, the required reply must include payment of the publication fee. In a nonprovisional application abandoned for failure to prosecute, the required reply may be met by the filing of a continuing application. In a nonprovisional utility or plant application filed on or after June 8, 1995, abandoned after the close of prosecution as defined in § 1.114(b), the required reply may also be met by the filing of a request for continued examination in compliance with § 1.114.
- (d) Terminal disclaimer.
- (1) Any petition to revive pursuant to this section in a design application must be accompanied by a terminal disclaimer and fee as set forth in § 1.321 dedicating to the public a terminal part of the term of any patent granted thereon equivalent to the period of abandonment of the application. Any petition to revive pursuant to this section in either a utility or plant application filed before June 8, 1995, must be accompanied by a terminal disclaimer and fee as set forth in § 1.321 dedicating to the public a terminal part of the term of any patent granted thereon equivalent to the lesser of:
- (i) The period of abandonment of the application; or
- (ii) The period extending beyond twenty years from the date on which the application for the patent was filed in the United States or, if the application contains a specific reference to an earlier filed application(s) under 35 U.S.C. 120, 121, 365(c), or 386(c) from the date on which the earliest such application was filed.
- (2) Any terminal disclaimer pursuant to paragraph (d)(1) of this section must also apply to any patent granted on a continuing utility or plant application filed before June 8, 1995, or a continuing design application, that contains a specific reference under 35 U.S.C. 120, 121, 365(c), or 386(c) to the application for which revival is sought.
- (3) The provisions of paragraph (d)(1) of this section do not apply to applications for which revival is sought solely for purposes of copendency with a utility or plant application filed on or after June 8, 1995, to reissue applications, or to reexamination proceedings.
- (1) Any petition to revive pursuant to this section in a design application must be accompanied by a terminal disclaimer and fee as set forth in § 1.321 dedicating to the public a terminal part of the term of any patent granted thereon equivalent to the period of abandonment of the application. Any petition to revive pursuant to this section in either a utility or plant application filed before June 8, 1995, must be accompanied by a terminal disclaimer and fee as set forth in § 1.321 dedicating to the public a terminal part of the term of any patent granted thereon equivalent to the lesser of:
- (e) Request for reconsideration. Any request for reconsideration or review of a decision refusing to revive an abandoned application, or a terminated or limited reexamination prosecution, upon petition filed pursuant to this section, to be considered timely, must be filed within two months of the decision refusing to revive or within such time as set in the decision. Unless a decision indicates otherwise, this time period may be extended under:
- (1) The provisions of § 1.136 for an abandoned application;
- (2) The provisions of § 1.550(c) for a terminated ex parte reexamination prosecution, where the ex parte reexamination was filed under § 1.510; or
- (3) The provisions of § 1.956 for a terminated inter partes reexamination prosecution or an inter partes reexamination limited as to further prosecution, where the inter partes reexamination was filed under § 1.913.
- (f) Abandonment for failure to notify the Office of a foreign filing. A nonprovisional application abandoned pursuant to 35 U.S.C. 122(b)(2)(B)(iii) for failure to timely notify the Office of the filing of an application in a foreign country or under a multinational treaty that requires publication of applications eighteen months after filing, may be revived pursuant to this section. The reply requirement of paragraph (c) of this section is met by the notification of such filing in a foreign country or under a multinational treaty, but the filing of a petition under this section will not operate to stay any period for reply that may be running against the application.
- (g) Provisional applications. A provisional application, abandoned for failure to timely respond to an Office requirement, may be revived pursuant to this section. Subject to the provisions of 35 U.S.C. 119(e)(3) and § 1.7(b), a provisional application will not be regarded as pending after twelve months from its filing date under any circumstances.
37 CFR 1.321 Statutory disclaimers, including terminal disclaimers.
(https://www.bitlaw.com/source/37cfr/1_321.html)
[Editor Note: Para. (b) below is applicable only to patent applications filed under 35 U.S.C. 111(a) or 363 on or after September 16, 2012*]
- (a) A patentee owning the whole or any sectional interest in a patent may disclaim any complete claim or claims in a patent. In like manner any patentee may disclaim or dedicate to the public the entire term, or any terminal part of the term, of the patent granted. Such disclaimer is binding upon the grantee and its successors or assigns. A notice of the disclaimer is published in the Official Gazette and attached to the printed copies of the specification. The disclaimer, to be recorded in the Patent and Trademark Office, must:
- (1) Be signed by the patentee, or an attorney or agent of record;
- (2) Identify the patent and complete claim or claims, or term being disclaimed. A disclaimer which is not a disclaimer of a complete claim or claims, or term will be refused recordation;
- (3) State the present extent of patentee’s ownership interest in the patent; and
- (4) Be accompanied by the fee set forth in § 1.20(d).
- (b) An applicant may disclaim or dedicate to the public the entire term, or any terminal part of the term, of a patent to be granted. Such terminal disclaimer is binding upon the grantee and its successors or assigns. The terminal disclaimer, to be recorded in the Patent and Trademark Office, must:
- (1) Be signed by the applicant or an attorney or agent of record;
- (2) Specify the portion of the term of the patent being disclaimed;
- (3) State the present extent of applicant’s ownership interest in the patent to be granted; and
- (4) Be accompanied by the fee set forth in § 1.20(d).
- (c) A terminal disclaimer, when filed to obviate judicially created double patenting in a patent application or in a reexamination proceeding except as provided for in paragraph (d) of this section, must:
- (1) Comply with the provisions of paragraphs (b)(2) through (b)(4) of this section;
- (2) Be signed in accordance with paragraph (b)(1) of this section if filed in a patent application or in accordance with paragraph (a)(1) of this section if filed in a reexamination proceeding; and
- (3) Include a provision that any patent granted on that application or any patent subject to the reexamination proceeding shall be enforceable only for and during such period that said patent is commonly owned with the application or patent which formed the basis for the judicially created double patenting.
- (d) A terminal disclaimer, when filed in a patent application or in a reexamination proceeding to obviate double patenting based upon a patent or application that is not commonly owned but was disqualified as prior art as set forth in either § 1.104(c)(4)(ii) or (c)(5)(ii) as the result of activities undertaken within the scope of a joint research agreement, must:
- (1) Comply with the provisions of paragraphs (b)(2) through (b)(4) of this section;
- (2) Be signed in accordance with paragraph (b)(1) of this section if filed in a patent application or be signed in accordance with paragraph (a)(1) of this section if filed in a reexamination proceeding; and
- (3) Include a provision waiving the right to separately enforce any patent granted on that application or any patent subject to the reexamination proceeding and the patent or any patent granted on the application which formed the basis for the double patenting, and that any patent granted on that application or any patent subject to the reexamination proceeding shall be enforceable only for and during such period that said patent and the patent, or any patent granted on the application, which formed the basis for the double patenting are not separately enforced.
Ron















